This Privacy Policy explains how Empire Advisors, the operator of preipoinfo.com, collects, uses, protects, and discloses personal information obtained from users of the website. By accessing or using the website, you agree to the practices described in this Privacy Policy.

1. Introduction

Empire Advisors is committed to protecting the privacy and personal data of users who access preipoinfo.com. This policy outlines how we handle personal information in accordance with applicable data protection laws, including principles reflected in the General Data Protection Regulation (GDPR) and relevant provisions of the Information Technology Act, 2000.

2. Information We Collect

We may collect the following categories of information when you interact with the website:

Personal Information

Information that can identify you directly or indirectly, such as:

• Full name
• Email address
• Contact number
• City or country of residence
• Demat account details (where applicable)

Technical Information

When you access the website, we may automatically collect certain technical information including:

• IP address
• Browser type and version
• Device type
• Operating system
• Website usage data and browsing activity

Communication Information

If you contact us through forms, emails, or inquiries, we may store records of those communications.

Cookies and Tracking Technologies

Our website uses cookies and similar technologies to enhance user experience.

Cookies help us:

• Maintain login sessions
• Remember user preferences
• Improve website functionality
• Analyse traffic patterns

You can disable cookies through your browser settings; however, some features of the website may not function properly without them.

Examples include:

• Session cookies
• Preference cookies
• Security cookies

3. How We Use Your Information

Empire Advisors may use collected information for purposes including:

• Providing information and services through preipoinfo.com
• Responding to user inquiries and support requests
• Improving website functionality and performance
• Sending updates, newsletters, or market insights (where users have opted in)
• Monitoring website usage and preventing fraudulent or unauthorized activities
• Complying with legal and regulatory obligations

4. Legal Basis for Processing Data

Where applicable under General Data Protection Regulation (GDPR) principles, we process personal data on the basis of:

• User consent
• Legitimate business interests
• Legal and regulatory obligations
• Contractual necessity where services are provided

5. Cookies and Tracking Technologies

preipoinfo.com may use cookies and similar tracking technologies to enhance user experience.

Cookies may help us:

• Understand user behaviour on the website
• Improve performance and usability
• Maintain session information

Users can manage or disable cookies through their browser settings. However, disabling cookies may affect certain website functionalities.

6. Data Sharing and Disclosure

Empire Advisors does not sell, trade, or rent personal information to third parties.

However, personal data may be disclosed in the following situations:

• When required by law or regulatory authorities
• To comply with legal obligations or court orders
• To protect the rights, safety, or property of Empire Advisors or its users
• To service providers assisting in website operations under confidentiality agreements

Such disclosures may occur to authorities including the Securities and Exchange Board of India (SEBI) or the Reserve Bank of India (RBI) where required by law.

7. Data Security

Empire Advisors implements reasonable administrative, technical, and security measures to safeguard personal data from:

• Unauthorized access
• Data misuse
• Loss or destruction
• Alteration or disclosure

Despite these safeguards, users acknowledge that no internet-based platform can guarantee absolute security.

8. Data Retention

Personal information will be retained only for as long as necessary to:

• Fulfil the purposes outlined in this policy
• Comply with legal or regulatory requirements
• Resolve disputes and enforce agreements

Once data is no longer required, it will be securely deleted or anonymized.

9. User Rights

Depending on applicable laws, users may have certain rights regarding their personal data, including:

• The right to request access to personal information held by us
• The right to request correction of inaccurate information
• The right to request deletion of personal data where legally permissible
• The right to withdraw consent for certain processing activities

Users may contact us to exercise these rights.

10. Third-Party Websites

The website may contain links to third-party websites. Empire Advisors does not control these websites and is not responsible for their privacy policies or practices.

Users should review the privacy policies of third-party websites before sharing personal information.

11. Children’s Privacy

preipoinfo.com is not intended for individuals under the age of 18 years. We do not knowingly collect personal information from minors.

If we become aware that such information has been collected, it will be deleted promptly.

12. Changes to This Privacy Policy

Empire Advisors reserves the right to update or modify this Privacy Policy at any time.

Updated versions will be posted on preipoinfo.com, and continued use of the website after changes indicates acceptance of the revised policy.

13. Governing Law

This Privacy Policy shall be governed by and interpreted in accordance with the laws of India, including applicable provisions of the Information Technology Act, 2000.

14. Contact Information

If you have questions or concerns regarding this Privacy Policy or your personal data, please contact:

Empire Advisors
Website: preipoinfo.com
Email: empireadvisors699@gmail.com

Investor Declaration & High-Risk Acknowledgement Agreement

Effective Date: [Insert Date]

This Investor Declaration & High-Risk Acknowledgement Agreement (“Agreement”) is entered into between the user (“Investor”) and Empire Advisors, the operator of preipoinfo.com.

By accessing the website, submitting investment inquiries, or purchasing/selling unlisted securities through Empire Advisors, the Investor confirms that they have read, understood, and agreed to the terms outlined below.

1. Investor Eligibility Declaration

The Investor hereby declares and confirms that:

• They are at least 18 years of age.
• They have the legal capacity to enter into financial transactions under applicable laws.
• They are making investment decisions independently and voluntarily without reliance on Empire Advisors for financial advice.

2. No Investment Advice

The Investor understands and acknowledges that Empire Advisors does not provide investment advice or stock recommendations.

Information provided on preipoinfo.com is for informational and educational purposes only and should not be interpreted as financial advice or a recommendation to buy or sell securities.

Empire Advisors is not registered as an investment advisor with the Securities and Exchange Board of India (SEBI).

3. Understanding of Unlisted Share Risks

The Investor acknowledges that investments in unlisted, delisted, or Pre-IPO shares involve a high level of financial risk.

The Investor understands that such investments may involve:

• Loss of the entire investment amount
• Illiquidity, meaning the investor may not be able to sell the shares easily
• Valuation uncertainty due to lack of public market pricing
• The possibility that the company may never be listed on a stock exchange
• Regulatory or business risks affecting company performance

The Investor confirms that they are financially capable of bearing such risks.

4. Independent Due Diligence

The Investor confirms that they have conducted or will conduct their own independent due diligence before making any investment decision.

This may include reviewing:

• Company financial statements
• Business model and industry risks
• Promoter background and management team
• Regulatory and compliance status

The Investor acknowledges that Empire Advisors does not guarantee the accuracy or completeness of information available on preipoinfo.com.

5. No Assurance of Returns

The Investor acknowledges that:

• No guaranteed returns have been promised.
• No employee, associate, partner, or representative of Empire Advisors has provided assurances regarding profits or investment performance.

All investment decisions are made solely at the Investor’s discretion and risk.

6. Illiquidity Acknowledgement

The Investor understands that unlisted securities are highly illiquid and may not have an active market for trading.

The Investor agrees that:

• Selling such securities may take significant time.
• There may be limited or no buyers for such shares.
• The investment may need to be held for a long-term period.

7. Compliance with Laws

The Investor agrees to comply with all applicable Indian laws and regulations including those governed by:

• Securities and Exchange Board of India (SEBI)
• Reserve Bank of India (RBI)
• Foreign Exchange Management Act, 1999
• Companies Act, 2013

The Investor confirms that any violation of applicable laws will be their sole responsibility.

8. Payment and Demat Account Declaration

The Investor confirms that:

• All payments for share purchases will originate only from the bank account of the investor receiving the shares.
• Shares will be transferred only to the investor’s own demat account.
• Third-party transfers are not permitted.

The Investor agrees to bear any legal consequences resulting from non-compliance.

9. Limitation of Liability

The Investor agrees that Empire Advisors shall not be liable for any financial losses resulting from:

• Investment decisions made by the Investor
• Market risks associated with unlisted shares
• Business performance of the company invested in

The Investor acknowledges that all investments involve risk and personal responsibility.

10. Investor Financial Capability

The Investor confirms that:

• They have sufficient financial knowledge or professional guidance to evaluate investment risks.
• They can withstand the loss of their entire investment without affecting their financial stability.

11. Acceptance of Risk

By proceeding with any investment inquiry or transaction through preipoinfo.com, the Investor acknowledges and accepts that:

• They fully understand the high-risk nature of unlisted securities.
• They have not relied on Empire Advisors for investment advice.
• They assume full responsibility for their investment decisions.

12. Governing Law and Jurisdiction

This Agreement shall be governed and interpreted in accordance with the laws of India.

Any disputes arising from this Agreement shall be subject to the exclusive jurisdiction of the courts located in Ichalkaranji , India.

13. Investor Confirmation

By accessing preipoinfo.com or engaging in any investment transaction through Empire Advisors, the Investor confirms that they:

• Have read this Agreement carefully
• Fully understand the risks involved
• Agree to the terms outlined in this declaration

KYC / AML Compliance & Investor Declaration Policy

Effective Date: [Insert Date]

This KYC / AML Compliance & Investor Declaration Policy outlines the procedures adopted by Empire Advisors, the operator of preipoinfo.com, to comply with regulatory obligations related to Know Your Customer (KYC) and Anti-Money Laundering (AML) requirements.

By using the services or submitting investment requests through preipoinfo.com, users agree to comply with the terms described in this policy.

1. Purpose of the Policy

The purpose of this policy is to:

• Prevent misuse of the platform for money laundering, fraud, or illegal activities
• Ensure transparency in financial transactions involving unlisted and Pre-IPO shares
• Comply with applicable laws and regulatory guidelines

This policy aligns with the regulatory framework issued by:

• Securities and Exchange Board of India (SEBI)
• Reserve Bank of India (RBI)
• Prevention of Money Laundering Act, 2002
• Foreign Exchange Management Act, 1999

2. Know Your Customer (KYC) Requirements

All investors and sellers using preipoinfo.com may be required to complete the KYC verification process before any transaction is processed.

KYC verification may include submission of the following documents:

Identity Proof

Any valid government-issued identity document, such as:

• PAN Card
• Passport
• Aadhaar Card
• Driving License

Address Proof

Acceptable address proof may include:

• Aadhaar Card
• Utility bill
• Bank statement
• Passport

Financial Information

Where required, investors may need to provide:

• PAN number
• Demat account details
• Bank account information
• Investment declarations

Empire Advisors reserves the right to request additional documents where necessary.

3. Anti-Money Laundering (AML) Measures

Empire Advisors follows strict internal procedures to detect and prevent suspicious financial activities.

These measures may include:

• Verification of investor identity and documents
• Monitoring of transaction patterns
• Screening against regulatory watchlists
• Reporting suspicious activities to relevant authorities when required

If suspicious or fraudulent activity is suspected, Empire Advisors reserves the right to suspend or reject transactions.

4. Source of Funds Declaration

Investors must confirm that funds used for purchasing securities through Empire Advisors originate from legitimate and lawful sources.

The investor declares that:

• The funds used are not derived from illegal activities
• The transaction does not violate any applicable financial regulations
• The investment does not involve funds belonging to a third party without authorization

5. Bank Account and Demat Account Verification

To ensure transparency and compliance:

• Payments must be made only from the bank account of the investor purchasing the shares.
• Shares will be transferred only to the demat account of the same investor.
• Third-party payments or transfers are strictly prohibited.

Failure to comply may result in transaction cancellation and legal reporting where required.

6. Investor Declaration

By submitting KYC details or participating in transactions through preipoinfo.com, the investor declares that:

• All information provided is true, accurate, and complete.
• The investor is acting in their own capacity and not on behalf of undisclosed third parties.
• The investor will comply with all applicable laws and regulations.

Providing false information may result in account suspension, cancellation of transactions, and possible legal action.

7. Record Retention

Empire Advisors may retain KYC and transaction records for a reasonable period in order to:

• Comply with regulatory obligations
• Prevent financial crime
• Maintain internal compliance records

Such data will be stored securely and handled in accordance with the platform’s privacy policies.

8. Regulatory Reporting

Empire Advisors may report suspicious or unusual transactions to relevant regulatory authorities where required under applicable laws.

This may include reporting obligations under the Prevention of Money Laundering Act, 2002.

9. Policy Updates

Empire Advisors reserves the right to update or modify this KYC / AML Compliance Policy at any time to reflect regulatory changes or operational requirements.

Updated policies will be published on preipoinfo.com.

10. Contact Information

For any queries related to this policy or KYC verification, please contact:

Empire Advisors
Website: preipoinfo.com
Email: empireadvisors699@gmail.com